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SEC Filings

SC 13G/A
ADAGE CAPITAL PARTNERS GP, L.L.C. filed this Form SC 13G/A on 06/01/2017
Entire Document
 

CUSIP No. 74366E10213G/APage 9 of 11 Pages

 

  

Item 4. OWNERSHIP

  

  A. Adage Capital Partners, L.P., Adage Capital Partners GP, L.L.C. and Adage Capital Advisors, L.L.C.

 

      (a) Amount beneficially owned:  2,056,076
      (b) Percent of class: 12.2%.  The percentages used herein and in the rest of this Schedule 13G/A are calculated based on a total of 16,856,416 shares of Common Stock outstanding as of April 28, 2017, as reported in the Company's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2017 filed with the Securities and Exchange Commission on May 10, 2017.

 

      (c) (i) Sole power to vote or direct the vote:  0
        (ii) Shared power to vote or direct the vote: 2,056,076
        (iii) Sole power to dispose or direct the disposition:  0
        (iv) Shared power to dispose or direct the disposition of:  2,056,076

 

ACP has the power to dispose of and the power to vote the shares of Common Stock beneficially owned by it, which power may be exercised by its general partner, ACPGP.  ACA, as managing member of ACPGP, directs ACPGP's operations. Neither ACPGP nor ACA directly own any shares of Common Stock.  By reason of the provisions of Rule 13d-3 of the Act, ACPGP and ACA may be deemed to beneficially own the shares owned by ACP.

 

  B. Robert Atchinson and Phillip Gross

 

      (a) Amount beneficially owned:  2,056,076
      (b) Percent of class:  12.2%

 

      (c) (i) Sole power to vote or direct the vote:  0
        (ii) Shared power to vote or direct the vote: 2,056,076
        (iii) Sole power to dispose or direct the disposition:  0
        (iv) Shared power to dispose or direct the disposition of:  2,056,076

 

Messrs. Atchinson and Gross, as managing members of ACA, have shared power to vote the shares of Common Stock beneficially owned by ACP.  Neither Mr. Atchinson nor Mr. Gross directly own any shares of Common Stock.  By reason of the provisions of Rule 13d-3 of the Act, each may be deemed to beneficially own the shares beneficially owned by ACP.

 

Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
  Not applicable.

 

Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
  Not applicable.